Sonoanatomical Change of Phrenic Nerve According to Posture During Ultrasound-Guided Stellate Ganglion Block

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Abstract

INTRODUCTION

Stellate ganglion block (SGB) is a common intervention in the diagnosis and management of sympathetically mediated pain and vascular insufficiency of the upper extremities. In addition, this type of anesthetic block is commonly utilized for the treatment of pain conditions of the head and neck regions as well as the upper limbs, such as phantom pain, postherpetic neuralgia, cancer pain, cardiac arrhythmias, orofacial pain, and vascular headache [1].

The stellate ganglion lies medial to the scalene muscles, lateral to the longus colli muscle, anterior to the transverse processes and prevertebral fascia, and superior to the subclavian artery and the posterior aspect of the pleura.

The SGB is typically performed at the C6 level. At C6 level, the cervical sympathetic chain is anterior to the longus colli muscle, embedded within the prevertebral fascia. There are many important soft-tissue structures that can be unintentionally injured at these levels during needle placement for SGB, including the trachea, thyroid gland, esophagus, arteries (carotid, vertebral, inferior thyroidal, deep and ascending cervical), cervical nerve roots, and external jugular vein. In addition, small nerves such as phrenic nerve or spinal accessory nerve should be identified to avoid inadvertent injury.

The phrenic nerve arises from the ventral ramus of the fourth cervical nerve with contributions from the third and fifth cervical nerves [2]. The nerve lies on the anterior surface of the anterior scalene muscle behind its fascia at vertebral level C6, and runs distally following the upper portion of the anterior scalene muscle. It is mostly made up of motor fibers that regulate diaphragmatic contraction. In addition, it provides the pleura and many components of the mediastinum and upper abdomen with sensory innervation [3]. The phrenic nerve could be located on the needle pathway when performing SGB. Diaphragmatic paralysis due to concomitant phrenic nerve block could occur, hence, it should be prevented especially in patients with chronic respiratory disease, chronic obstructive pulmonary disease (COPD), bronchial asthma, or high body mass index (BMI) [2]. Thus, although the ultrasound provides excellent real-time visualization of the neurovascular structures, the identification of phrenic nerve and assessment of its location during SGB is important to avoid the needle-induced injury.

Many detailed studies address the risk of injury to the esophagus, trachea, or major vessels when performing SGB, however, descriptions of the phrenic nerve are less common, and to our best knowledge, there are no prior reports on the sonoanatomy of phrenic nerve during SGB. The aim of this study was to evaluate the risk of phrenic nerve injury during ultrasound-guided SGB (US-SGB) by investigating the sonoanatomy of the phrenic nerve in the cervical region. In addition, we determined the safer position for SGB by examining the variations of the phrenic nerve and its relationship with surrounding structure according to the change of position.

MATERIALS AND METHODS

The protocol for this prospective study was approved by the Institutional Review Board of the Korea University Hospital. Informed consent was obtained from all patients prior to each US examination.

Sonographic technique and posture of patient

All sonographic examinations were performed using a Philips HD15 equipped with a linear probe. US was performed with the volunteers in two postures, i.e., 1) supine position with the neck slightly extended, and the head rotated slightly to the opposite side to be blocked [2345] [34], and 2) lateral decubitus position with the side to be treated uppermost [456] (Fig. 1).

Fig. 1

Sonographic evaluations were performed in two postures. (A) Supine position with the neck slightly extended, and the head rotated slightly to the opposite side to be blocked. (B) Lateral decubitus position with the side to be treated uppermost.

The transverse processes were initially examined in the axial plane for assessment of the level of the cervical vertebra. The transducer was initially placed at the level of the cricoid cartilage, and traced caudally to identify the typical appearance of the C6 transverse process, with a prominent anterior tubercle, a smaller posterior tubercle, and the C6 nerve root. The level was confirmed by scanning caudally to visualize the C7 transverse process. The anterior tubercle of the transverse process is selectively absent in the C7 vertebra and considered as the key landmark of C7 vertebra.

The phrenic nerve was observed by first assessing the anterior scalene muscle, which was seen immediately behind the sternocleidomastoid muscle, lateral to the internal jugular vein and medial to the brachial plexus roots. The nerve appeared as an ovoid hypoechogenic structure, located on the anterior surface of the anterior scalene muscle behind its fascia at vertebral level C6.

Sonographic landmarks, anterior scalene muscle, middle scalene muscle, sternocleidomastoid muscle, anterior tubercle, and phrenic nerve, were identified on the plane of vertebral C6 level (Fig. 2).

Fig. 2

Sonographic landmarks, anterior scalene muscle (AS), middle scalene muscle (MS), sternocleidomastoid muscle (SCM), anterior tubercle (AT), and phrenic nerve (PN), were identified on the plane of vertebral C6 level. The margin of phrenic nerve was presented as dotted line. C6, C6 nerve root; PT, posterior tubercle.

Depth of phrenic nerve from skin and distance between phrenic nerve and anterior tubercle of C6 transverse process

We measured the shortest distance between the epineurium of phrenic nerve and the surface of skin. We also measured the shortest distance between the epineurium of phrenic nerve and the anterior tubercle of the C6 transverse process (Fig. 3).

Fig. 3

Depth of phrenic nerve from skin was measured by the shortest distance between the epineurium of phrenic nerve and the surface of skin (presented as solid line). The shortest distance between the epineurium of phrenic nerve and the anterior tubercle (AT) of the C6 transverse process was also measured (presented as dotted line). SCM, sternocleidomastoid muscle; AS, anterior scalene muscle; MS, middle scalene muscle; C6, C6 nerve root.

The angle which is formed by anterior tubercle, posterior tubercle and phrenic nerve

An imaginary line (AB) was drawn passing the upper margin of posterior tubercle ('A') and anterior tubercle ('B'). In addition, another imaginary line (CD) was drawn passing the two points both the lower margin of epineurium of phrenic nerve ('C') and the upper margin of anterior tubercle ('D'). The two imaginary lines were extended above and the point of intersection was designated as 'E'. The angle formed by the lower margin of epineurium of phrenic nerve ('C'), point 'E', and the upper margin of posterior tubercle ('A') (∠CEA) was measured (Fig. 4).

Fig. 4

The angle formed by the lower margin of epineurium of PN (point 'C'), point 'E', and the upper margin of PT (point 'A') (∠CEA) was described on ultrasound image (A) and schematic image (B). 'A', upper margin of PT; 'B', point on the AT created by connecting PT and AT; 'C', lower margin of epineurium of PN; 'D', point on the AT created by connecting lower margin of PN and AT; 'E', crossed point of extended line AB and CD; PN, phrenic nerve; PT, posterior tubercle; AT, anterior tubercle.

The cervical sympathetic chain, the target point of SGB (represented as shaded rectangle on Fig. 5), lies anterior to the longus colli muscle, and is embedded within the prevertebral fascia. When performing SGB, the anterior tubercle blocks the needle from reaching the target point, and the phrenic nerve is located in the needle pathway. Therefore, the angle formed by posterior tubercle, anterior tubercle and phrenic nerve, is a safe angle to perform successful SGB without phrenic nerve injury.

Fig. 5

Virtual needle pathways were described as dotted arrows. The target point was represented as shaded rectangle. (A) When the safe angle (∠CEA) is small, if the needle aims at the target point directly, the needle would be blocked by AT and cannot reach the target point. (B) When the needle pathway is positioned within the range of safe angle (∠CEA), the needle could reach the target point without contacting the AT and PN. Larger safe angle (∠CEA) provides greater possibility to approach the target point safely. 'A', upper margin of PT; 'C', lower margin of epineurium of PN; 'E', crossed point of extended line AB and CD; AT, anterior tubercle; PN, phrenic nerve; PT, posterior tubercle; IJV, internal jugular vein; CA, carotid artery; PVF, prevertebral fascia; LCo, longus colli muscle.

RESULTS

Eighteen male and 11 female volunteers were enrolled. The characteristics of volunteers were summarized in Table 1. The mean age of 29 volunteers was 45.9±19.4 years (range, 18–81 years). The mean BMI was 23.1±3.1 kg/m² (range, 17.6–31.2 kg/m²).

Table 1

Clinical characteristics of volunteers

The sonographic values of the phrenic nerve were shown in Table 2. The mean CSA of phrenic nerve was 0.68±0.35 mm² in supine position, and 0.66±0.35 mm² in lateral decubitus position. The depth of phrenic nerve from skin was 5.82±2.62 mm in supine position, and 6.04±2.15 mm in lateral decubitus position. The mean CSA of phrenic nerve and depth of phrenic nerve from skin was not different between the two positions. The distance between the phrenic nerve and anterior tubercle in supine position was 10.33±3.20 mm and 9.20±3.31 mm in lateral decubitus position, respectively. Though the distance tended to decrease in the lateral decubitus position, it was not statistically significant. Twenty-two of 29 volunteers showed increment of the angle (∠CEA) with the position change from supine to lateral decubitus position, but 7 showed decrement. The mean angle (∠CEA) was 48.37°±27.43° with the supine position, and 58.89°±30.02° with the lateral decubitus position. The angle was significantly wider in lateral decubitus position.

Table 2

Sonographic values of phrenic nerve

BMI was significantly correlated with the depth of phrenic nerve in both positions (p=0.022, r=0.455 in supine position; p<0.001, r=0.656 in lateral decubitus position). In addition, BMI was significantly correlated with the angle (∠CEA) in supine position (p=0.001, r=0.625), while no significant correlation was found in lateral decubitus position (p=0.061, r=0.380). No significant correlations were found between the characteristics of subjects and the changed values of sonographic parameters.

DISCUSSION

In performing cervical procedures, several anatomic structures have to be considered to avoid serious complications. The posterior cervical triangle includes a number of vascular structures, lymph nodes and components of the cervical and brachial plexus [7]. Severe complications are reported, including immediate seizures, hematoma formation with airway compromise, and death [8]. Spread of local anesthetic into the epidural space can result in hypotension and bradycardia. Unintentional esophageal puncture and pneumothorax are also reported as severe complications. Associated brachial plexus block is reported in up to 10% of patients. The recurrent laryngeal nerve may also be blocked, resulting in a hoarse voice and unilateral vocal cord paresis [9]. Some case reports of development of Horner syndrome cite bilateral occurrence, which may cause visual impairment [10].

The phrenic nerve could be placed in the needle-path and partial phrenic blocks could occur when performing various anesthetic procedures of cervical area. An accidental diaphragmatic paresis secondary to the cervical procedure is often asymptomatic but in cases of preexisting respiratory insufficiency, decompensation may occur rapidly post-procedure. It occurs in approximately 50% of cases, when performing supraclavicular brachial plexus block [11]. This side effect is possible even when diaphragmatic stimulation is not observed when performing the block. In addition to acute phrenic nerve block from local anesthesia, persistent phrenic nerve injury from interscalene block or internal jugular vein cannulation is reported [12]. Although US provides excellent direct and real-time visualization of the soft tissues of the neck [13], including neurovascular structures, the identification of phrenic nerve and assessment of its course before performing SGB is advisable to avoid intraprocedural needle-nerve contact .

Several studies on sonoanatomy of phrenic nerve are reported. In an anatomical study in cadavers and volunteers, Canella et al. [3] reported the mean diameter of the phrenic nerves of 0.6 mm×1.0 mm with no significant differences between the values according to the gender, age or examined side. Kessler et al. [2] also identified the phrenic nerve with US in both cadavers and volunteers. They measured the distance between the phrenic nerve and the ventral ramus of C5, and the depth of phrenic nerve from skin. The distance between the phrenic nerve and the ventral ramus of C5 was 1.8 mm at the level of cricoid cartilage, and the depth of phrenic nerve from skin was 5.4 mm, respectively.

In our study, we measured the anatomical parameters of phrenic nerve at C6 level to evaluate the risk of phrenic nerve injury in SGB. The phrenic nerve was well demarcated by US in cervical area. In supine position, the CSA of phrenic nerve was 0.68±0.35 mm² and the depth of phrenic nerve from the skin was 5.82±2.62 mm. The distance between phrenic nerve and the anterior tubercle of C6 transverse process was 10.33±3.20 mm in supine position.

Two different needle approaches for US-SGB are reported. The first is the anterior paratracheal approach. The anterior paratracheal technique is performed as a standard technique to block stellate ganglion. However, this technique may result in a number of severe complications for e.g., subarachnoid or epidural injection, recurrent laryngeal nerve block, seizures, and blindness. The "in-plane" lateral approach is recently introduced [14]. The lateral approach seems to be an excellent alternative technique for avoiding the potential risks associated with the conventional approach.

We performed sonographic examinations for lateral approach with two different positions, i.e., supine and lateral decubitus. The general anatomical parameters of phrenic nerve, such as the CSA, depth of location and distance from the anterior tubercle of C6, were not significantly different according to the position. We measured the angle formed by anterior tubercle, posterior tubercle and phrenic nerve, to determine whether the intraprocedural location of the phrenic nerve is on the needle pathway. During SGB with lateral approach, because the anterior tubercle blocks the needle pathway, the needle should be positioned between the phrenic nerve and the anterior tubercle to avoid phrenic nerve injury. Thus, we regarded the angle formed by posterior tubercle, anterior tubercle and phrenic nerve as clinically important. After passing beyond the anterior tubercle without phrenic nerve injury, the needle tip could be advanced to the target point by regulating the direction of needle pathway. Therefore, larger angle (∠CEA) implies a greater possibility of approaching the target point safely.

In supine position, the angle was 48.37°±27.43°, while lateral decubitus position provides wider maneuvering space (the angle was 58.89°±30.02°) for the needle. The muscles and nerve are expected to move inferiorly due to the effect of gravity, because they are relatively softer and more movable than bony structures. Thus, lateral decubitus position may be safer to avoid injury of phrenic nerve and other related anatomical structures during SGB. However, although majority of subjects (22 of 29) showed increment of angle with lateral decubitus position, as compared to supine position, a small number of individuals showed decrement of angle with lateral decubitus position. Thus, lateral decubitus position could result in decrement of angle in few cases. Therefore, we recommend performing SGB in lateral decubitus position; however, checking both positions is necessary when it is difficult to reach the target point due to small angle in lateral decubitus position. To our knowledge, this is the first study to evaluate the risk of phrenic nerve injury during US-SGB according to anatomical relation between phrenic nerve and C6 transverse process, and the changes of values according to positions.

In addition, performing SGB with lateral approach in lateral decubitus position provides a more comfortable position for the physician, since the shoulder of the patient could disturb the injecting hand of the physician when performing SGB in supine position.

Our study had several limitations. The major limitation was that this was an observational study of neck sonoanatomy. The results of this study suggest only the potential for the reduction of risk of phrenic nerve injury during SGB in lateral decubitus position. The enhanced safety of performing SGB with lateral decubitus position can be evaluated only in a clinical trial. A randomized controlled trial comparing the incidence of complications due to phrenic nerve injury using the two different positions for SGB (supine with neck rotation and lateral decubitus) may provide data on accuracy, efficacy, and complications, thus facilitating the choice between the two positions. Second, our study was performed on healthy volunteers. The clinical value of our findings needs to be confirmed in further studies on patients who require SGB. Third, intra- and inter-observer analysis of the sonographic assessment of the phrenic nerve was not conducted. Fourth, the values of the angle formed by anterior tubercle, posterior tubercle and phrenic nerve (∠CEA) had large variation due to the small number of subjects. Thus, further larger group studies are needed. However, we aimed at not only measuring the angle but also evaluating the change of the value according to the posture. Our results indicated the amount of change and increasing tendency of the angle by changing to lateral decubitus position.

US is a useful tool for localizing the phrenic nerve and assessing its anatomical relations with other structures in the cervical region during US-SGB. The angle formed by anterior tubercle, posterior tubercle and phrenic nerve was significantly wider in the lateral decubitus position than in the supine position, providing larger maneuvering space for the needle. In conclusion, the lateral decubitus position may be a safer technique because it is less likely to result in injury to the phrenic nerve and other related anatomical structures.

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